Ultra Blue Capital, LLC and our affiliates (collectively, “Ultra Blue Capital, LLC ” or “we”) take precautions designed to maintain the privacy of personal information concerning our current, former, and prospective investors. These precautions include the adoption of certain procedures designed to maintain and secure such investors’ nonpublic personal information from inappropriate disclosure to third parties. Federal regulations require us to inform investors of this Privacy Notice.
Ultra Blue Capital, LLC does not disclose nonpublic personal information about our current and former investors to third parties other than as described below. We do not sell nonpublic personal information about investors to anyone.
I. THE INFORMATION WE COLLECT
Ultra Blue Capital, LLC collects nonpublic personal information about its investors (such as your name, address, telephone numbers, e-mail address, social security or taxpayer identification number, assets, income, account numbers, transaction history and other personal information) from the following sources:
- information Ultra Blue Capital, LLC receives from an investor in any subscription agreement, managed account agreement, or other related documents or forms;
- information about an investor’s transactions with Ultra Blue Capital, LLC, its affiliates, or others; and
- information Ultra Blue Capital, LLC may receive from a consumer reporting agency.
II. HOW WE USE AND SHARE YOUR NONPUBLIC PERSONAL INFORMATION
Ultra Blue Capital, LLC may use this information to provide advisory services to you, to open an account for you, to process a transaction for your account, or otherwise in furtherance of its business. In order to service your account and effect your transactions, Ultra Blue Capital, LLC may provide your nonpublic personal information to its affiliates and to firms that assist it in servicing your account and have a need for such information, such as a broker, fund administrator, attorney, accountant, or auditor. If we or any of our affiliates (or all or substantially all of our assets or the assets of any of our affiliates) are acquired, we expect that your nonpublic personal information would be transferred along with the other business assets. We do not otherwise provide nonpublic personal information about you to outside firms, organizations, or individuals, except as required by law, as requested by any regulatory or taxing authority with appropriate jurisdiction, at your request, or with your consent.
III. HOW WE PROTECT YOUR INFORMATION
Ultra Blue Capital, LLC maintains physical, electronic, and procedural safeguards that comply with federal standards designed to safeguard investors’ nonpublic personal information.
IV. CHANGES TO THIS PRIVACY NOTICE
We reserve the right to amend the terms of this Privacy Notice from time to time.